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Detailed Report
JAMES EDWARD CUCCARO
CRD#: 4536752
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5810 EASTON RD
PLUMSTEADVILLE, PA 18949
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2009 (6 years)
License(s)

State Registrations

B
Alabama 7/15/2014
B
New Jersey 4/30/2009
B
Colorado 11/10/2010
B
New York 4/30/2009
B
Florida 4/30/2009
B
Ohio 8/13/2009
B
Illinois 3/29/2023
B
Pennsylvania 4/30/2009
B
Maryland 4/30/2009
IA
Pennsylvania 5/1/2009

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5810 EASTON RD, PLUMSTEADVILLE, PA 18949
Registered with this firm since 5/1/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5810 EASTON RD, PLUMSTEADVILLE, PA 18949
Registered with this firm since 4/30/2009
Previous Registration(s)
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B
 10/09/2002 - 05/21/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.