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Registration History
2002200420062008201020122014201620182020202220242 FIRMS2019 - Present (5 years)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2005 - 2019 (13 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)2002 - 2005 (3 years)IASAGEPOINT FINANCIAL, INC. (CRD# 133763)2011 - 2019 (8 years)IATHE SECOND HALF COACH, INC. (CRD# 113120)2003 - 2012 (9 years)
Disclosure(s)
View By:
9/13/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 8/28/2019

B
Montana 11/4/2021

B
California 8/28/2019

B
Nevada 8/28/2019

B
Colorado 11/17/2021

B
New Jersey 8/28/2019

B
District of Columbia 7/14/2020

B
New York 8/28/2019

B
Florida 8/28/2019

B
North Carolina 9/6/2019

B
Georgia 8/28/2019

B
Ohio 8/28/2019

B
Illinois 8/28/2019

B
Pennsylvania 8/28/2019

B
Indiana 8/5/2020

IA
Pennsylvania 8/28/2019

B
Kentucky 8/28/2019

B
South Carolina 8/28/2019

B
Maryland 8/28/2019

B
Virginia 8/28/2019

B
Michigan 8/28/2024

B
West Virginia 8/28/2019

B
Missouri 12/22/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2519 LIGONIER STREET, LATROBE, PA 15650
Registered with this firm since 8/28/2019

B
LPL FINANCIAL LLC (CRD#:6413)
2519 LIGONIER STREET, LATROBE, PA 15650
Registered with this firm since 8/28/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/23/2011 - 08/30/2019 SAGEPOINT FINANCIAL, INC. (CRD#:133763) LATROBE, PA
B
10/31/2005 - 08/30/2019 SAGEPOINT FINANCIAL, INC. (CRD#:133763) LATROBE, PA
IA
05/02/2003 - 10/31/2012 THE SECOND HALF COACH, INC. (CRD#:113120) MT. PLEASANT, PA
B
08/20/2002 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.