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Detailed Report
Matthew Albert Fresca
MATTHEW A. FRESCA, MATTHEW A. A. FRESCA, Matt Fresca
CRD#: 4535846
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 3225 Summit Square Place Suite 200
Lexington, KY 40509
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 3225 Summit Square Place Suite 200
Lexington, KY 40509
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2008 (6 years)2 FIRMS2008 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Arizona 5/29/2024
B
New Mexico 5/29/2024
B
California 1/9/2025
B
New York 5/29/2024
B
Florida 5/29/2024
B
North Carolina 5/29/2024
B
Georgia 5/29/2024
B
Ohio 5/29/2024
B
Idaho 12/17/2024
B
Oregon 10/18/2024
B
Illinois 5/29/2024
B
Pennsylvania 5/29/2024
B
Indiana 5/29/2024
B
South Carolina 5/29/2024
B
Kentucky 5/29/2024
B
Tennessee 5/29/2024
IA
Kentucky 5/29/2024
B
Virginia 5/29/2024
B
Massachusetts 5/29/2024
B
Washington 5/29/2024
B
Michigan 5/29/2024
B
West Virginia 5/29/2024
B
Missouri 5/29/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
3225 Summit Square Place Suite 200, Lexington, KY 40509
Registered with this firm since 5/29/2024
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
3225 Summit Square Place Suite 200, Lexington, KY 40509
Registered with this firm since 5/29/2024
Previous Registration(s)
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IA
 12/11/2008 - 06/10/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) LEXINGTON, KY
B
 12/11/2008 - 06/10/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) LEXINGTON, KY
IA
 08/13/2002 - 12/16/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LEXINGTON, KY
B
 07/12/2002 - 12/16/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LEXINGTON, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.