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CHLOE T. TRAN
THUY TUYET TRAN
CRD#: 4535706
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 20333 STATE HIGHWAY 249
SECOND FLOOR - SUITE 248
HOUSTON, TX 77070
CETERA ADVISOR NETWORKS LLCCRD#: 13572 20333 STATE HIGHWAY 249
SECOND FLOOR - SUITE 248
HOUSTON, TX 77070
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (9 years)
License(s)

State Registrations

B
Alabama 2/21/2024

B
Maryland 2/21/2024

B
Arizona 5/21/2024

B
Michigan 5/21/2024

B
California 2/21/2024

B
Oklahoma 2/21/2024

B
Colorado 2/21/2024

B
Oregon 2/21/2024

B
Georgia 2/21/2024

B
Pennsylvania 2/21/2024

B
Kansas 6/23/2021

B
Texas 9/3/2013

B
Louisiana 2/21/2024

IA
Texas 6/29/2023

B
Maine 2/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
20333 STATE HIGHWAY 249 SECOND FLOOR - SUITE 248, HOUSTON, TX 77070
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
20333 STATE HIGHWAY 249 SECOND FLOOR - SUITE 248, HOUSTON, TX 77070
Registered with this firm since 9/3/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) HOUSTON, TX
IA
11/27/2012 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) HOUSTON, TX
B
09/11/2012 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.