Individual Firm
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Erin Michelle Smith
ERIN MICHELLE SEITZ, ERIN MICHELLE SMITH, ERIN MICHELLE SMITH, Erin Smith
CRD#: 4535111
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 5128 APACHE PLUME RD
STE 340
FORT WORTH, TX 76109
STE 340
FORT WORTH, TX 76109
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 5128 APACHE PLUME RD
STE 340
FORT WORTH, TX 76109
STE 340
FORT WORTH, TX 76109
View By:
11/17/2017
Employment Separation After Allegations
State Registrations
B
Alabama 4/12/2021
B
Nevada 4/20/2021
B
Alaska 6/7/2021
B
New Hampshire 7/7/2021
B
Arizona 5/20/2021
B
New Jersey 4/20/2021
B
Arkansas 4/12/2021
B
New Mexico 4/12/2021
B
California 4/12/2021
B
New York 4/11/2021
B
Colorado 5/20/2021
B
North Carolina 4/12/2021
B
Connecticut 4/12/2021
B
North Dakota 4/12/2021
B
Delaware 4/12/2021
B
Ohio 4/13/2021
B
District of Columbia 4/15/2021
B
Oklahoma 4/13/2021
B
Florida 4/13/2021
B
Oregon 6/8/2021
B
Georgia 4/12/2021
B
Pennsylvania 4/15/2021
B
Hawaii 8/11/2021
B
Puerto Rico 4/13/2021
B
Idaho 4/12/2021
B
Rhode Island 4/12/2021
B
Illinois 7/1/2021
B
South Carolina 4/12/2021
B
Indiana 5/24/2021
B
South Dakota 4/26/2021
B
Iowa 4/13/2021
B
Tennessee 4/21/2021
B
Kansas 4/12/2021
B
Texas 2/17/2021
B
Kentucky 5/26/2021
IA
Texas 2/17/2021
B
Louisiana 4/19/2021
B
Utah 4/21/2021
B
Maryland 4/12/2021
B
Vermont 4/12/2021
B
Michigan 4/29/2021
B
Virgin Islands 4/12/2021
B
Minnesota 4/12/2021
B
Virginia 4/12/2021
B
Mississippi 4/12/2021
B
West Virginia 4/13/2021
B
Missouri 5/4/2021
B
Wisconsin 4/27/2021
B
Montana 8/3/2021
B
Wyoming 4/12/2021
B
Nebraska 4/22/2021
SRO Registrations
B
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B
Registered with this firm since 2/17/2021
IA
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/18/2018 - 02/17/2021 | RICHMOND, VA | |
B | 03/15/2018 - 02/17/2021 | RICHMOND, VA | |
IA | 12/01/2003 - 12/15/2017 | FORT WORTH, TX | |
B | 10/21/2003 - 12/15/2017 | FORT WORTH, TX |
FORT WORTH, TX
12/01/2003 - 12/15/2017
FORT WORTH, TX
10/21/2003 - 12/15/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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