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MICHAEL STALLONE
CRD#: 4535044
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1600 STEWART AVE
STE 303
WESTBURY, NY 11590
Registration History
2002200420062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2021 - Present (3 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2005 - Present (19 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2005 - 2006 (1 year)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)2002 - 2005 (3 years)
Disclosure(s)
View By:
2/21/2020
Financial
Final
10/11/2012
Customer Dispute
Denied
6/22/2004
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Connecticut 6/20/2005

B
New York 6/6/2005

B
Delaware 2/8/2019

IA
New York 4/16/2021

B
Florida 1/4/2006

B
South Carolina 6/25/2020

B
Massachusetts 9/30/2020

B
Virginia 12/14/2010

B
New Jersey 6/15/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1600 STEWART AVE STE 303, WESTBURY, NY 11590
Smithtown, NY
Registered with this firm since 4/16/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1600 STEWART AVE STE 303, WESTBURY, NY 11590
Smithtown, NY
Registered with this firm since 6/6/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/06/2005 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
06/05/2002 - 06/07/2005 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) SYOSSET, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.