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Detailed Report
CARLOS MAURICIO PADILLA
CARLOS MAURICIO PADILLA MEJIA, Carlos Mauricio Padilla, Carlos Mauricio PadillaMejia
CRD#: 4534634
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 901 SOUTH MOPAC EXPRESSWAY
BARTON OAKS PLAZA FOUR STE 150
AUSTIN, TX 78746
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2021 - 2021 (<1 year)BLIBERTY LIFE SECURITIES LLC (CRD# 47737)2002 - 2009 (7 years)IAADAIR FINANCIAL PRIVATE CLIENT... (CRD# 306300)2021 - 2023 (1 year)IAMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2018 - 2019 (<1 year)
License(s)

State Registrations

B
Texas 4/19/2023
IA
Texas 4/21/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
901 SOUTH MOPAC EXPRESSWAY BARTON OAKS PLAZA FOUR STE 150, AUSTIN, TX 78746
13284 Pond Springs Road Suite 502, Austin, TX 78729
Registered with this firm since 4/21/2023
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
901 SOUTH MOPAC EXPRESSWAY BARTON OAKS PLAZA FOUR STE 150, AUSTIN, TX 78746
13284 Pond Springs Road Suite 502, Austin, TX 78729
Registered with this firm since 4/19/2023
Previous Registration(s)
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IA
 05/06/2021 - 04/12/2023 ADAIR FINANCIAL PRIVATE CLIENT GROUP (CRD#:306300) Cedar Park, TX
B
 01/05/2021 - 05/03/2021 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) AUSTIN, TX
IA
 10/29/2018 - 05/30/2019 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) AUSTIN, TX
B
 05/22/2002 - 10/30/2009 LIBERTY LIFE SECURITIES LLC (CRD#:47737) PARSIPPANY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.