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Detailed Report
Brett Elgin McClain
BRETT ELGIN MCCLAIN
CRD#: 4534174
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 3301 SALTERBECK ST
SUITE 200
MT PLEASANT, SC 29466
Registration History
1980198519901995200020052010201520202025IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2002 - Present (22 years)
Disclosure(s)
View By:
2/1/1980
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 8/11/2020
B
Montana 9/20/2017
B
Arizona 7/26/2011
B
New Hampshire 7/17/2014
B
California 1/27/2003
B
New Jersey 10/31/2005
B
Colorado 4/9/2007
B
New York 4/3/2006
B
Delaware 7/15/2015
B
North Carolina 9/10/2002
B
District of Columbia 11/29/2006
IA
North Carolina 2/20/2025
B
Florida 1/4/2007
B
Ohio 10/15/2002
B
Georgia 10/11/2002
B
Pennsylvania 3/20/2006
B
Illinois 6/2/2017
B
South Carolina 7/30/2002
B
Indiana 9/28/2015
IA
South Carolina 2/15/2007
B
Kentucky 5/2/2022
B
Tennessee 5/17/2013
B
Louisiana 7/25/2014
B
Texas 12/19/2018
B
Maryland 3/30/2016
IA
Texas 12/20/2018
B
Massachusetts 6/28/2024
B
Virginia 9/9/2002
B
Michigan 8/26/2011
B
Washington 9/23/2009
B
Missouri 9/3/2021
B
West Virginia 1/28/2005

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
3301 SALTERBECK ST SUITE 200, MT PLEASANT, SC 29466
Registered with this firm since 2/15/2007
B
EDWARD JONES (CRD#:250)
3301 SALTERBECK ST SUITE 200, MT PLEASANT, SC 29466
Registered with this firm since 7/9/2002
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.