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Detailed Report
KRIS JON WESTERGAARD
CRD#: 4533481
IA
Investment Adviser
B
Broker
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 302 JONES ST
STE 340
SIOUX CITY, IA 51101
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2008 (5 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (16 years)
License(s)

State Registrations

B
Arizona 8/4/2020
IA
Kansas 11/25/2024
B
Arkansas 3/12/2009
B
Missouri 2/18/2009
IA
Arkansas 3/12/2009
IA
Missouri 2/18/2009
B
California 12/6/2021
IA
Nebraska 1/30/2009
IA
California 12/6/2021
B
Nebraska 2/24/2009
B
Colorado 12/6/2021
B
Pennsylvania 8/4/2020
IA
Colorado 12/6/2021
IA
Pennsylvania 9/16/2020
B
Illinois 1/8/2025
B
South Dakota 2/5/2009
IA
Iowa 1/23/2009
IA
South Dakota 2/5/2009
B
Iowa 2/4/2009
B
Texas 8/4/2020
B
Kansas 11/23/2024
IA
Texas 10/14/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MOMENTUM INDEPENDENT NETWORK INC. (CRD#:17587)
302 JONES ST STE 340, SIOUX CITY, IA 51101
Registered with this firm since 1/23/2009
B
MOMENTUM INDEPENDENT NETWORK INC. (CRD#:17587)
302 JONES ST STE 340, SIOUX CITY, IA 51101
Registered with this firm since 1/22/2009
Previous Registration(s)
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IA
 01/01/2008 - 02/04/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) SIOUX CITY, IA
B
 01/01/2008 - 02/04/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) SIOUX CITY, IA
B
 07/04/2002 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SIOUX CITY, IA
IA
 08/16/2002 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SIOUX CITY, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.