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DENZIL DIAS
CRD#: 4533467
IA
B
IHT WEALTH MANAGEMENT LLCCRD#: 171481 331 Newman Springs Road
Suite 132
Red Bank, NJ 07701
Suite 132
Red Bank, NJ 07701
LPL FINANCIAL LLCCRD#: 6413 331 NEWMAN SPRINGS RD STE 132
RED BANK, NJ 07701
RED BANK, NJ 07701
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Arizona 8/10/2023
IA
New Jersey 5/2/2024
B
California 9/20/2023
B
New York 5/5/2016
B
Colorado 1/8/2021
IA
New York 2/23/2021
B
Connecticut 5/5/2016
B
North Carolina 9/12/2023
B
District of Columbia 9/20/2023
B
Oregon 5/19/2016
B
Florida 6/9/2016
B
Pennsylvania 1/2/2021
B
Georgia 3/1/2024
B
South Carolina 5/19/2016
B
Illinois 5/19/2016
B
Tennessee 9/11/2023
B
Maryland 8/11/2016
B
Texas 5/19/2016
B
Massachusetts 5/19/2016
B
Vermont 12/27/2023
B
Minnesota 1/2/2024
B
Virginia 5/19/2016
B
Montana 6/27/2016
B
Washington 9/11/2023
B
New Jersey 5/5/2016
SRO Registrations
B
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IA
Registered with this firm since 2/23/2021
B
Registered with this firm since 5/5/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/24/2016 - 10/14/2020 | New York, NY | |
B | 06/30/2006 - 05/16/2016 | NEW YORK, NY | |
B | 02/06/2004 - 06/30/2006 | NEW YORK, NY | |
B | 08/05/2002 - 01/15/2003 | MINNEAPOLIS, MN | |
B | 08/05/2002 - 01/15/2003 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.