View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 01/20/2012 - 08/31/2023 | CHARLOTTE, NC | |
B | 01/20/2012 - 08/31/2023 | CHARLOTTE, NC | |
IA | 06/05/2008 - 01/23/2012 | CHARLOTTE, NC | |
B | 01/01/2008 - 01/23/2012 | CHARLOTTE, NC | |
B | 06/19/2006 - 01/03/2008 | CHARLOTTE, NC | |
B | 07/15/2005 - 06/16/2006 | CHARLOTTE, NC | |
B | 02/21/2003 - 06/16/2006 | CHARLOTTE, NC | |
IA | 08/14/2000 - 02/13/2003 | CHARLOTTE, NC | |
B | 08/11/2000 - 02/13/2003 | WEEHAWKEN, NJ | |
B | 07/23/1999 - 08/14/2000 | NEW YORK, NY | |
B | 07/06/1995 - 07/28/1999 | WEEHAWKEN, NJ | |
B | 06/15/1977 - 07/25/1995 | NEW YORK, NY | |
B | 05/05/1975 - 06/14/1977 | ||
B | 11/14/1972 - 05/11/1975 |