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Oswaldo Daniel Abreu
OZZIE ABREU, Oswaldo Abreu
CRD#: 4532747
IA
Investment Adviser
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Broker
ITAU INTERNATIONAL SECURITIES INC.CRD#: 144769 200 S. BISCAYNE BLVD.
SUITE 2200
MIAMI, FL 33131
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2010 (6 years)2 FIRMS2010 - 2018 (8 years)4 FIRMS2020 - 2020 (<1 year)2 FIRMS2021 - Present (3 years)BPFS INVESTMENTS INC. (CRD# 10111)2019 - 2019 (<1 year)BPFIC SECURITIES CORPORATION (CRD# 34941)2002 - 2004 (1 year)IAUNION PLANTERS INVESTMENT ADVI... (CRD# 111807)2003 - 2004 (<1 year)IAUNION PLANTERS INVESTMENT ADVI... (CRD# 111807)2002 - 2003 (<1 year)
Disclosure(s)
View By:
9/10/2009
Customer Dispute
Settled
License(s)

State Registrations

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Florida 8/12/2021

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New York 8/15/2021

IA
Florida 8/12/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ITAU INTERNATIONAL SECURITIES INC. (CRD#:144769)
200 S. BISCAYNE BLVD. SUITE 2200, MIAMI, FL 33131
200 S. BISCAYNE BLVD SUITE 2200, MIAMI, FL 33131
Registered with this firm since 8/12/2021

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ITAU INTERNATIONAL SECURITIES INC. (CRD#:144769)
200 S. BISCAYNE BLVD. SUITE 2200, MIAMI, FL 33131
200 S. BISCAYNE BLVD SUITE 2200, MIAMI, FL 33131
Registered with this firm since 8/11/2021

Previous Registration(s)
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08/05/2020 - 12/21/2020 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
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06/01/2020 - 12/21/2020 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
IA
02/10/2020 - 04/06/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
B
02/06/2020 - 04/06/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
B
05/20/2019 - 12/31/2019 PFS INVESTMENTS INC. (CRD#:10111) MIAMI, FL
IA
11/17/2010 - 08/21/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) COCONUT GROVE, FL
B
08/20/2010 - 08/21/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) COCONUT GROVE, FL
IA
05/21/2004 - 08/10/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
B
05/11/2004 - 08/10/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIAMI, FL
IA
11/10/2003 - 05/06/2004 UNION PLANTERS INVESTMENT ADVISORS, INC. (CRD#:111807) HIALEAH, FL
B
06/12/2002 - 05/04/2004 PFIC SECURITIES CORPORATION (CRD#:34941) FRANKLIN, TN
IA
08/06/2002 - 01/16/2003 UNION PLANTERS INVESTMENT ADVISORS, INC. (CRD#:111807) NORTH MIAMI BEACH, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.