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Detailed Report
JOSHUA HOLDEN TURLEY
JOSHUA TURLEY
CRD#: 4532507
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 18800 VON KARMAN STE B
[SATELLITE]
IRVINE, CA 92612
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (<1 year)2 FIRMS2003 - 2007 (3 years)2 FIRMS2007 - 2014 (7 years)2 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 7/27/2022
B
Montana 7/8/2022
B
Arizona 10/31/2017
B
Nevada 12/1/2021
B
California 10/9/2014
B
New Mexico 1/22/2020
IA
California 10/9/2014
B
New York 7/9/2022
B
Colorado 2/26/2018
B
North Carolina 8/4/2022
B
Delaware 3/17/2025
B
Ohio 7/8/2022
B
District of Columbia 7/11/2022
B
Oregon 2/8/2022
B
Florida 8/15/2022
B
Pennsylvania 7/8/2022
B
Georgia 7/15/2022
B
South Carolina 5/26/2023
B
Idaho 4/13/2023
B
South Dakota 4/29/2022
B
Illinois 3/10/2020
B
Tennessee 5/19/2022
B
Iowa 10/9/2014
B
Texas 3/17/2022
B
Louisiana 2/10/2023
IA
Texas 3/17/2022
B
Maryland 9/8/2022
B
Utah 2/13/2023
B
Massachusetts 1/5/2023
B
Virginia 10/9/2014
B
Michigan 4/27/2022
B
Washington 1/12/2022
B
Mississippi 12/9/2024
B
Wyoming 7/18/2022
B
Missouri 6/22/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
18800 VON KARMAN STE B [SATELLITE], IRVINE, CA 92612
Registered with this firm since 10/9/2014
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
18800 VON KARMAN STE B [SATELLITE], IRVINE, CA 92612
Registered with this firm since 10/9/2014
Previous Registration(s)
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IA
 05/29/2007 - 10/17/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) IRVINE, CA
B
 05/29/2007 - 10/17/2014 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) IRVINE, CA
IA
 06/16/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) ANAHEIM, CA
B
 06/16/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) ANAHEIM, CA
IA
 11/20/2002 - 06/09/2003 MORGAN STANLEY (CRD#:7556) SANTA ANA, CA
B
 07/02/2002 - 06/09/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.