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BARRON VAUGHN SCHMITT
BARRY SCHMITT
CRD#: 4529507
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 Richmond, VA
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 Richmond, VA
Registration History
2002200420062008201020122014201620182020202220242026IACAPTRUST (CRD# 175112)2015 - Present (9 years)BCAPFINANCIAL SECURITIES, LLC. (CRD# 126291)2006 - Present (19 years)BPALMER & CAY SECURITIES CORPOR... (CRD# 113747)2003 - 2005 (2 years)IACAPTRUST FINANCIAL ADVISORS OR... (CRD# 126291)2006 - 2015 (9 years)IAPALMER & CAY INVESTMENT SERVIC... (CRD# 110661)2002 - 2005 (3 years)
License(s)

State Registrations

B
District of Columbia 1/9/2006

B
Pennsylvania 1/9/2006

B
Kentucky 1/9/2006

B
South Carolina 1/9/2006

B
Maryland 1/9/2006

B
Virginia 1/9/2006

B
New Jersey 1/9/2006

IA
Virginia 4/9/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPTRUST (CRD#:175112)
Richmond, VA
Registered with this firm since 4/9/2015

B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
Richmond, VA
Registered with this firm since 1/9/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/09/2006 - 04/09/2015 CAPTRUST FINANCIAL ADVISORS OR "CAPTRUST" (CRD#:126291) RICHMOND, VA
IA
05/10/2002 - 12/14/2005 PALMER & CAY INVESTMENT SERVICES INC (CRD#:110661) RICHMOND, VA
B
04/25/2003 - 12/14/2005 PALMER & CAY SECURITIES CORPORATION (CRD#:113747) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.