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Detailed Report
ERIK IVER HANSON
ERIK HANSON
CRD#: 4528633
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 6004 La Madrona Drive
Santa Cruz, CA 95060
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2007 (4 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)
Disclosure(s)
View By:
7/26/2022
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 7/15/2020
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Jersey 8/2/2016
B
California 6/1/2009
B
New York 4/7/2010
IA
California 6/1/2009
B
North Carolina 5/20/2019
B
Colorado 12/20/2019
B
Oregon 6/1/2009
B
District of Columbia 1/8/2021
B
Pennsylvania 8/2/2016
B
Florida 6/1/2009
B
South Carolina 8/2/2016
B
Hawaii 6/1/2009
B
Texas 6/1/2009
B
Idaho 1/2/2020
IA
Texas 6/1/2009
B
Illinois 12/20/2019
B
Utah 8/22/2016
B
Iowa 5/15/2018
B
Virginia 8/2/2016
B
Michigan 8/30/2018
B
Washington 8/2/2016
B
Minnesota 8/2/2016
B
Wisconsin 2/20/2019
B
Montana 1/2/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
6004 La Madrona Drive, Santa Cruz, CA 95060
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
6004 La Madrona Drive, Santa Cruz, CA 95060
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SANTA CRUZ, CA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SANTA CRUZ, CA
IA
 10/08/2002 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SANTA CRUZ, CA
B
 05/31/2002 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SANTA CRUZ, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.