Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
GLEN M VAN DERZEE
GLEN MARK VANDERZEE
CRD#: 452816
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 14021 METROPOLIS AVE.
FORT MYERS, FL 33912
Registration History
19751980198519901995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2017 - Present (8 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1991 - 1999 (8 years)BMONARCH SECURITIES, INC. (CRD# 2809)1974 - 1991 (17 years)BPROCORP SECURITIES INCORPORATED (CRD# 16204)1985 - 1988 (3 years)
License(s)

State Registrations

B
Florida 1/5/2004
IA
New York 4/16/2021
IA
Florida 1/10/2017
B
Ohio 5/3/1999
B
Nevada 1/6/2017
B
Texas 11/12/2004
IA
Nevada 1/20/2017
IA
Texas 9/14/2018
B
New York 5/3/1999

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
14021 METROPOLIS AVE., FORT MYERS, FL 33912
Registered with this firm since 1/10/2017
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
14021 METROPOLIS AVE., FORT MYERS, FL 33912
Registered with this firm since 5/3/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/30/1991 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
B
 05/30/1974 - 05/17/1991 MONARCH SECURITIES, INC. (CRD#:2809)
B
 07/08/1985 - 07/26/1988 PROCORP SECURITIES INCORPORATED (CRD#:16204)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.