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Detailed Report
RYAN MICHAEL SULLIVAN
CRD#: 4527972
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Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 159 CROCKER PARK BLVD
SUITE 260
WESTLAKE, OH 44145
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2011 (<1 year)3 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - 2016 (1 year)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2005 (2 years)IAFINANCIAL ENGINES ADVISOR CENT... (CRD# 109238)2016 - 2016 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2004 - 2005 (1 year)
License(s)

State Registrations

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Ohio 11/30/2016
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
159 CROCKER PARK BLVD SUITE 260, WESTLAKE, OH 44145
Registered with this firm since 11/30/2016
Previous Registration(s)
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 09/08/2016 - 11/30/2016 FINANCIAL ENGINES ADVISOR CENTER, LLC (CRD#:109238) AVON, OH
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 09/01/2015 - 09/08/2016 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) INDEPENDENCE, OH
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 09/01/2015 - 09/08/2016 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) INDEPENDENCE, OH
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 03/18/2011 - 07/13/2015 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) BEACHWOOD, OH
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 03/18/2011 - 07/13/2015 TD AMERITRADE, INC. (CRD#:7870) BEACHWOOD, OH
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 03/17/2011 - 07/13/2015 TD AMERITRADE, INC. (CRD#:7870) BEACHWOOD, OH
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 06/02/2010 - 03/23/2011 CCO INVESTMENT SERVICES CORP. (CRD#:39550) LOUISVILLE, OH
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 06/01/2010 - 03/23/2011 CCO INVESTMENT SERVICES CORP. (CRD#:39550) LOUISVILLE, OH
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 10/05/2009 - 05/24/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WESTLAKE, OH
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 10/05/2009 - 05/24/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WESTLAKE, OH
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 08/28/2007 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) WESTLAKE, OH
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 08/24/2007 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) WESTLAKE, OH
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 08/24/2005 - 03/15/2006 EDWARD JONES (CRD#:250) JACKSONVILLE, FL
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 08/16/2005 - 03/15/2006 EDWARD JONES (CRD#:250) JACKSONVILLE, FL
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 04/12/2004 - 08/05/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) JACKSONVILLE, FL
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 09/13/2002 - 08/05/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.