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Detailed Report
RAYMOND ALVAREZ
CRD#: 4527500
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 395 NORTH SERVICE ROAD
SUITE 206
MELVILLE, NY 11747
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2009 - 2023 (14 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2007 - 2008 (1 year)BGRANITE SECURITIES, LLC (CRD# 104255)2004 - 2007 (3 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - 2004 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2010 - 2023 (13 years)IAPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2008 - 2008 (<1 year)
License(s)

State Registrations

B
California 2/27/2024
B
New York 11/8/2023
IA
California 2/28/2024
IA
New York 11/8/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
395 NORTH SERVICE ROAD SUITE 206, MELVILLE, NY 11747
Registered with this firm since 11/8/2023
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
395 NORTH SERVICE ROAD SUITE 206, MELVILLE, NY 11747
Registered with this firm since 11/8/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/04/2010 - 10/24/2023 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) SAYVILLE, NY
B
 08/25/2009 - 10/24/2023 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) SAYVILLE, NY
IA
 06/19/2008 - 11/26/2008 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) MELVILLE, NY
B
 10/11/2007 - 11/26/2008 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) MELVILLE, NY
B
 04/21/2004 - 10/31/2007 GRANITE SECURITIES, LLC (CRD#:104255)
FINRA expelled the firm on 10/16/2013
BABYLON, NY
B
 06/03/2002 - 02/13/2004 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.