Individual Firm
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ANDREW JOSEPH LUKCSO JR.
ANDREW JOSEPH LUKCSO
CRD#: 4527472
IA
B
WELLS FARGO ADVISORSCRD#: 19616 226 CROCKER PARK BLVD STE 200
WESTLAKE, OH 44145
WESTLAKE, OH 44145
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1/5/2009
Customer Dispute
Denied
State Registrations
B
Arizona 2/13/2025
B
Missouri 9/1/2023
B
California 9/1/2023
B
New Jersey 9/1/2023
B
Colorado 9/1/2023
B
New York 9/1/2023
B
Florida 9/1/2023
B
Ohio 9/1/2023
B
Hawaii 9/1/2023
IA
Ohio 9/6/2023
B
Indiana 6/6/2024
B
Tennessee 9/1/2023
B
Maine 10/2/2024
B
Virginia 4/11/2024
B
Maryland 9/1/2023
B
Wisconsin 9/1/2023
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 9/1/2023
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Registered with this firm since 9/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/15/2008 - 09/06/2023 | LAKEWOOD, OH | |
B | 08/01/2007 - 09/06/2023 | LAKEWOOD, OH | |
IA | 05/07/2003 - 08/01/2007 | SHAKER HEIGHTS, OH | |
B | 04/30/2003 - 08/01/2007 | SHAKER HEIGHTS, OH | |
B | 04/23/2002 - 04/30/2003 | JERSEY CITY, NJ |
SHAKER HEIGHTS, OH
05/07/2003 - 08/01/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.