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Hari Sharma
HARI RAM SHARMA
CRD#: 4526462
IA
Investment Adviser
B
Broker
SANTANDER SECURITIESCRD#: 41791 1700 Kuser Road
Hamilton, NJ 08690
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2004 (1 year)2 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2010 (3 years)2 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2016 (2 years)IASANTANDER SECURITIES (CRD# 41791)2017 - Present (8 years)BSANTANDER SECURITIES LLC (CRD# 41791)2016 - Present (8 years)
License(s)

State Registrations

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Florida 4/30/2018

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New York 12/27/2016

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New Jersey 12/27/2016

B
Pennsylvania 1/27/2017

IA
New Jersey 1/4/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SANTANDER SECURITIES (CRD#:41791)
1700 Kuser Road, Hamilton, NJ 08690
2730 Nottingham Way, Mercerville, NJ 08619
Registered with this firm since 1/4/2017

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SANTANDER SECURITIES LLC (CRD#:41791)
1700 Kuser Road, Hamilton, NJ 08690
2730 Nottingham Way, Mercerville, NJ 08619
Registered with this firm since 12/27/2016

Previous Registration(s)
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IA
06/18/2014 - 12/20/2016 CITIZENS SECURITIES, INC. (CRD#:39550) PHILADELPHIA, PA
B
06/17/2014 - 12/20/2016 CITIZENS SECURITIES, INC. (CRD#:39550) PHILADELPHIA, PA
IA
09/19/2012 - 06/17/2014 SANTANDER SECURITIES (CRD#:41791) TRENTON, NJ
B
09/19/2012 - 06/17/2014 SANTANDER SECURITIES LLC (CRD#:41791) TRENTON, NJ
IA
07/08/2011 - 09/19/2012 LPL FINANCIAL LLC (CRD#:6413) MANALAPAN, NJ
B
07/08/2011 - 09/19/2012 LPL FINANCIAL LLC (CRD#:6413) MANALAPAN, NJ
IA
04/07/2011 - 07/07/2011 PNC INVESTMENTS (CRD#:129052) NEW BRUNSWICK, NJ
B
04/07/2011 - 07/07/2011 PNC INVESTMENTS (CRD#:129052) NEW BRUNSWICK, NJ
IA
04/23/2010 - 04/19/2011 LPL FINANCIAL LLC (CRD#:6413) EWING, NJ
B
04/23/2010 - 04/19/2011 LPL FINANCIAL LLC (CRD#:6413) EWING, NJ
IA
12/06/2006 - 04/13/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) BRIDGEWATER, NJ
B
12/06/2006 - 04/13/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) BRIDGEWATER, NJ
IA
03/17/2004 - 11/30/2006 PNC INVESTMENTS (CRD#:129052) RARITAN, NJ
B
03/17/2004 - 11/30/2006 PNC INVESTMENTS (CRD#:129052) RARITAN, NJ
IA
09/09/2002 - 03/17/2004 QUICK & REILLY, INC. (CRD#:11217) BRIDGEWATER, NJ
B
07/15/2002 - 03/17/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.