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NATHAN LEWIS WOOD
NATE WOOD, NATHAN LEWIS WOOD
CRD#: 4525251
IA
B
COKER & PALMERCRD#: 29163 Mountain Brook, AL
0
Disclosures
22
Years of Experience
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State Registrations
B
Alabama 11/6/2012
IA
Mississippi 3/2/2012
IA
Alabama 8/17/2017
B
Missouri 10/12/2021
B
Florida 11/6/2012
B
South Carolina 3/15/2024
B
Louisiana 11/28/2023
B
Tennessee 8/7/2019
B
Mississippi 3/2/2012
B
Texas 3/22/2018
SRO Registrations
B
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Learn about permitted activities of registered representatives
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/09/2006 - 03/06/2012 | RIDGELAND, MS | |
B | 01/06/2006 - 03/06/2012 | RIDGELAND, MS | |
B | 05/09/2002 - 01/27/2006 | BALTIMORE, MD |
RIDGELAND, MS
01/09/2006 - 03/06/2012
RIDGELAND, MS
01/06/2006 - 03/06/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.