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Detailed Report
ROBERT S LONARDO
ROBERT SCOTT LONARDO
CRD#: 4524633
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 1 CITIZENS BANK WAY
JOHNSTON, RI 02919
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2012 - 2013 (1 year)2 FIRMS2015 - Present (10 years)BNATIONAL FINANCIAL SERVICES LLC (CRD# 13041)2008 - 2010 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - 2007 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2002 - 2004 (1 year)BLADENBURG CAPITAL MANAGEMENT INC. (CRD# 14623)2002 - 2002 (<1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2007 - 2010 (2 years)IAAXA ADVISORS, LLC (CRD# 6627)2003 - 2004 (<1 year)
License(s)

State Registrations

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Alabama 4/15/2015
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Nebraska 3/27/2015
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Alaska 3/27/2015
B
Nevada 4/8/2015
B
Arizona 4/14/2015
B
New Hampshire 3/30/2015
B
Arkansas 3/27/2015
B
New Jersey 3/27/2015
B
California 3/27/2015
B
New Mexico 3/27/2015
B
Colorado 3/30/2015
B
New York 3/27/2015
B
Connecticut 3/27/2015
IA
New York 4/8/2021
B
Delaware 3/27/2015
B
North Carolina 3/30/2015
B
District of Columbia 3/30/2015
B
North Dakota 3/27/2015
B
Florida 3/27/2015
B
Ohio 3/27/2015
B
Georgia 4/27/2015
B
Oklahoma 3/27/2015
B
Hawaii 3/27/2015
B
Oregon 3/30/2015
B
Idaho 3/27/2015
B
Pennsylvania 3/27/2015
B
Illinois 3/31/2015
B
Puerto Rico 4/8/2015
B
Indiana 4/1/2015
IA
Rhode Island 3/23/2015
B
Iowa 3/27/2015
B
Rhode Island 3/27/2015
B
Kansas 3/31/2015
B
South Carolina 3/30/2015
B
Kentucky 3/30/2015
B
South Dakota 4/1/2015
B
Louisiana 3/30/2015
B
Tennessee 3/30/2015
B
Maine 3/27/2015
B
Texas 4/7/2015
B
Maryland 3/27/2015
B
Utah 3/27/2015
B
Massachusetts 3/30/2015
B
Vermont 3/30/2015
B
Michigan 3/30/2015
B
Virginia 3/27/2015
B
Minnesota 3/27/2015
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Washington 3/30/2015
B
Mississippi 3/27/2015
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West Virginia 4/2/2015
B
Missouri 3/27/2015
B
Wisconsin 3/30/2015
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Montana 3/27/2015
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Wyoming 3/27/2015

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
1 CITIZENS BANK WAY, JOHNSTON, RI 02919
Registered with this firm since 3/23/2015
B
CITIZENS SECURITIES, INC. (CRD#:39550)
1 CITIZENS BANK WAY, JOHNSTON, RI 02919
Registered with this firm since 3/26/2015
Previous Registration(s)
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IA
 03/07/2012 - 08/12/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, RI
B
 03/07/2012 - 08/12/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, RI
IA
 06/18/2007 - 03/26/2010 STRATEGIC ADVISERS, INC. (CRD#:104555) SAN FRANCISCO, CA
B
 08/13/2008 - 03/25/2010 NATIONAL FINANCIAL SERVICES LLC (CRD#:13041) SAN FRANCISCO, CA
B
 09/27/2006 - 07/11/2007 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
IA
 10/20/2004 - 03/17/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PROVIDENCE, RI
B
 10/20/2004 - 03/17/2005 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
 02/03/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) PROVIDENCE, RI
B
 02/03/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
IA
 10/08/2003 - 02/04/2004 AXA ADVISORS, LLC (CRD#:6627) WELLESLEY, MA
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 10/30/2002 - 02/04/2004 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
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 05/17/2002 - 06/19/2002 LADENBURG CAPITAL MANAGEMENT INC. (CRD#:14623) BETHPAGE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.