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FARIS KHAN
CRD#: 4524546
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 245 SUMMER STREET, V2A
BOSTON, MA 02210
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 15105 S. LAGRANGE ROAD
ORLAND PARK, IL 60462
Registration History
200220042006200820102012201420162018202020222024IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2006 - Present (18 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2006 (<1 year)BSCUDDER DISTRIBUTORS, INC. (CRD# 37306)2002 - 2005 (3 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2011 - 2018 (7 years)
License(s)

State Registrations

B
Alabama 3/4/2022

B
Michigan 10/2/2019

B
Arizona 8/31/2018

B
Minnesota 2/1/2021

B
Arkansas 10/2/2019

B
Missouri 11/27/2018

B
California 10/2/2019

B
Montana 1/6/2024

B
Colorado 2/22/2024

B
Nevada 10/8/2021

B
Florida 11/27/2018

B
North Carolina 10/2/2019

B
Idaho 1/7/2022

B
Tennessee 11/27/2018

B
Illinois 9/5/2006

B
Texas 10/2/2019

IA
Illinois 7/13/2018

IA
Texas 12/17/2019

B
Indiana 9/18/2015

B
Washington 9/18/2020

B
Kentucky 1/7/2022

B
Wisconsin 9/5/2006

B
Maryland 9/29/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
245 SUMMER STREET, V2A, BOSTON, MA 02210
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
15105 S. LAGRANGE ROAD, ORLAND PARK, IL 60462
AURORA, IL
Registered with this firm since 9/5/2006

Previous Registration(s)
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IA
06/13/2011 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) NAPERVILLE, IL
B
02/01/2006 - 02/07/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
09/26/2002 - 12/31/2005 SCUDDER DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.