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WARREN DEXTER WHITE
CRD#: 4523896
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2800 POST OAK BLVD
HOUSTON, TX 77056
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2007 (5 years)2 FIRMS2007 - Present (17 years)
License(s)

State Registrations

B
Alabama 3/6/2015

B
Missouri 9/11/2024

B
Arizona 3/6/2015

B
Nebraska 1/28/2021

B
Arkansas 3/23/2015

B
New Jersey 12/23/2020

B
California 8/10/2007

B
New Mexico 8/10/2007

B
Florida 3/6/2015

B
New York 8/10/2007

B
Georgia 3/6/2015

B
Oklahoma 7/20/2017

B
Idaho 11/11/2013

B
South Carolina 8/10/2007

B
Illinois 4/30/2024

IA
South Carolina 11/17/2011

B
Kentucky 8/24/2021

B
Texas 8/10/2007

B
Louisiana 3/23/2017

IA
Texas 8/10/2007

B
Minnesota 6/17/2022

B
Virginia 3/6/2015

B
Mississippi 8/28/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
HILTON HEAD ISLAND, SC
Registered with this firm since 8/10/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2800 POST OAK BLVD, HOUSTON, TX 77056
HILTON HEAD ISLAND, SC
Registered with this firm since 8/10/2007

Previous Registration(s)
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IA
07/09/2002 - 08/15/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) HOUSTON, TX
B
06/05/2002 - 08/15/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.