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REBECCA LEIGH FISHER
BECKY FISHER, BECKY JOHNSON, REBECCA LEIGH JOHNSON
CRD#: 4523868
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3000 BEE RIDGE ROAD
SARASOTA, FL 34239
CETERA INVESTMENT SERVICES LLCCRD#: 15340 3000 BEE RIDGE RD
SARASOTA, FL 34239
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2014 - Present (11 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2007 - 2014 (6 years)BSWS FINANCIAL SERVICES (CRD# 17587)2004 - 2007 (2 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2002 - 2004 (2 years)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2012 - 2014 (1 year)
Disclosure(s)
View By:
9/27/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Connecticut 8/22/2023

B
Massachusetts 3/24/2023

B
Florida 2/4/2014

B
Montana 2/24/2016

IA
Florida 2/17/2014

B
New York 7/28/2023

B
Georgia 2/24/2016

B
North Carolina 2/24/2016

B
Illinois 1/21/2021

B
North Dakota 2/4/2014

B
Indiana 10/10/2017

B
Ohio 5/8/2017

B
Kansas 5/10/2021

B
Pennsylvania 10/21/2022

B
Kentucky 4/11/2017

B
Tennessee 3/27/2023

B
Maryland 1/14/2021

B
Virginia 2/24/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3000 BEE RIDGE ROAD, SARASOTA, FL 34239
Sarasota, FL
Registered with this firm since 2/17/2014

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
3000 BEE RIDGE RD, SARASOTA, FL 34239
5881 FRUITVILLE ROAD, SARASOTA, FL 34232
Registered with this firm since 2/4/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/15/2012 - 02/06/2014 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) SARASOTA, FL
B
11/16/2007 - 02/06/2014 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) SARASOTA, FL
B
09/30/2004 - 07/05/2007 SWS FINANCIAL SERVICES (CRD#:17587) SARASOTA, FL
B
06/19/2002 - 09/30/2004 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.