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DAVID J GILLARD
DAVID JOHN GILLARD
CRD#: 4523814
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 7 TOWPATH LANE
SUITE 3
AVON, CT 06001
SUITE 3
AVON, CT 06001
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
California 4/13/2022
B
New Jersey 2/25/2025
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California 4/13/2022
B
New York 1/6/2015
B
Connecticut 12/1/2005
IA
New York 4/16/2021
IA
Connecticut 9/19/2006
B
Rhode Island 2/27/2009
B
Florida 10/13/2010
IA
Rhode Island 3/3/2009
IA
Florida 10/22/2015
B
Texas 11/10/2020
B
Massachusetts 10/31/2022
IA
Texas 11/10/2020
IA
Massachusetts 11/10/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/19/2006
B
Registered with this firm since 12/1/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/24/2004 - 06/03/2005 | ATLANTA, GA | |
IA | 05/14/2002 - 07/25/2002 | EAST HARTFORD, CT | |
B | 04/30/2002 - 07/25/2002 | MINNEAPOLIS, MN | |
B | 04/30/2002 - 07/25/2002 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.