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RICHARD KEITH ALLISON
CRD#: 4523701
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1610 ARDEN WAY
SUITE 299
SACRAMENTO, CA 95815
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2002 - 2002 (<1 year)2 FIRMS2002 - 2005 (3 years)2 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)IAAMERICAN GENERAL FINANCIAL ADV... (CRD# 121111)2003 - 2006 (2 years)
License(s)

State Registrations

B
Arizona 6/14/2024

B
North Carolina 11/13/2024

B
California 6/14/2024

B
Pennsylvania 6/14/2024

IA
California 6/14/2024

B
Texas 6/14/2024

B
Hawaii 6/14/2024

IA
Texas 6/14/2024

B
Idaho 6/14/2024

B
Washington 6/14/2024

B
Minnesota 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1610 ARDEN WAY SUITE 299, SACRAMENTO, CA 95815
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
1610 ARDEN WAY SUITE 299, SACRAMENTO, CA 95815
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/23/2009 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) SACRAMENTO, CA
B
01/23/2009 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) SACRAMENTO, CA
IA
12/16/2005 - 01/23/2009 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) FOLSOM, CA
B
12/16/2005 - 01/23/2009 BRECEK & YOUNG ADVISORS, INC. (CRD#:40395) FOLSOM, CA
IA
03/21/2003 - 01/11/2006 AMERICAN GENERAL FINANCIAL ADVISORS, INC. (CRD#:121111) SACRAMENTO, CA
IA
12/18/2002 - 12/21/2005 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) ROSEVILLE, CA
B
11/25/2002 - 12/21/2005 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
IA
06/17/2002 - 11/22/2002 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) ROSEVILLE, CA
B
06/05/2002 - 11/22/2002 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
06/05/2002 - 11/22/2002 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.