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VICTOR M. VALLE
VICTOR MICHAEL VALLE, VICTOR VALLE
CRD#: 4523573
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Investment Adviser
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Previous Broker
VERAZ ADVISORSCRD#: 304619 2355 SAN RAMON VALLEY BLVD,
SUITE 204
SAN RAMON, CA 94583
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2003 - 2003 (<1 year)3 FIRMS2004 - 2004 (<1 year)2 FIRMS2008 - 2008 (<1 year)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2016 (2 years)2 FIRMS2016 - 2019 (3 years)IAVERAZ ADVISORS (CRD# 304619)2023 - Present (1 year)BSUMMITALLIANCE SECURITIES, L.L.C. (CRD# 45915)2008 - 2009 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2008 (2 years)BATLAS SECURITIES, INC. (CRD# 20991)2002 - 2003 (<1 year)BSUNAMERICA SECURITIES, INC. (CRD# 20068)2002 - 2002 (<1 year)IAWINANS INVESTMENTS (CRD# 107125)2020 - 2023 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2005 - 2008 (2 years)
License(s)

State Registrations

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California 10/16/2023

Current Registration(s)
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VERAZ ADVISORS (CRD#:304619)
2355 SAN RAMON VALLEY BLVD, SUITE 204, SAN RAMON, CA 94583
Registered with this firm since 10/16/2023

Previous Registration(s)
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06/12/2020 - 01/26/2023 WINANS INVESTMENTS (CRD#:107125) NOVATO, CA
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08/17/2016 - 09/23/2019 COMERICA SECURITIES (CRD#:17079) SAN FRANCISCO, CA
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08/17/2016 - 09/23/2019 COMERICA SECURITIES (CRD#:17079) SAN FRANCISCO, CA
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03/25/2014 - 08/09/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ORINDA, CA
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03/25/2014 - 08/09/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ORINDA, CA
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10/30/2012 - 03/20/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) OAKLAND, CA
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10/30/2012 - 03/20/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) OAKLAND, CA
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07/27/2009 - 10/22/2012 SII INVESTMENTS, INC. (CRD#:2225) SAN RAMON, CA
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07/27/2009 - 10/22/2012 SII INVESTMENTS, INC. (CRD#:2225) SAN RAMON, CA
B
11/07/2008 - 03/17/2009 SUMMITALLIANCE SECURITIES, L.L.C. (CRD#:45915) DALLAS, TX
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03/14/2008 - 10/16/2008 LIBERTY GROUP, LLC (CRD#:106036) OAKLAND, CA
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03/17/2008 - 05/30/2008 LIBERTY GROUP, LLC (CRD#:114110) OAKLAND, CA
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07/08/2005 - 03/18/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NAPA, CA
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02/06/2006 - 03/18/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NAPA, CA
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10/01/2004 - 10/29/2004 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
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05/26/2004 - 07/28/2004 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) ANTIOCH, CA
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05/26/2004 - 07/28/2004 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
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07/28/2003 - 10/22/2003 WADDELL & REED, INC. (CRD#:866) FAIRFIELD, CA
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07/10/2003 - 10/22/2003 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
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01/28/2003 - 03/17/2003 ALAMO CAPITAL (CRD#:26193) WALNUT CREEK, CA
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11/21/2002 - 01/06/2003 ATLAS SECURITIES, INC. (CRD#:20991) SAN LEANDRO, CA
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10/22/2002 - 12/03/2002 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
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Broker
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Investment Adviser
Disclosures
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