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Detailed Report
NATHAN LEROY SEE
CRD#: 4523508
IA
Investment Adviser
B
Broker
STEWARD PARTNERS INVESTMENT ADVISORY, LLCCRD#: 283004 101 South Hanley Road
Suite 1350
St. Louis, MO 63105
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLCCRD#: 1254 101 S Hanley
Suite 1350
St. Louis, MO 63105
Registration History
20122014201620182020202220242026IASTEWARD PARTNERS INVESTMENT AD... (CRD# 283004)2020 - Present (4 years)BSTEWARD PARTNERS INVESTMENT SO... (CRD# 1254)2022 - Present (2 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2020 - 2022 (1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2012 - 2020 (8 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2020 - 2020 (<1 year)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2015 - 2020 (5 years)
License(s)

State Registrations

B
Arizona 5/27/2022
B
Missouri 5/27/2022
B
Arkansas 5/27/2022
B
Nevada 5/27/2022
B
California 5/27/2022
B
New Jersey 5/27/2022
B
Colorado 5/27/2022
B
North Carolina 5/27/2022
B
District of Columbia 5/27/2022
B
Oregon 5/27/2022
B
Florida 5/28/2022
B
Pennsylvania 5/27/2022
B
Illinois 5/27/2022
B
Tennessee 5/27/2022
B
Kansas 5/27/2022
B
Texas 5/27/2022
B
Maryland 5/27/2022
B
Washington 5/27/2022
B
Minnesota 5/27/2022
B
Wisconsin 5/27/2022
IA
Missouri 6/25/2020
B
Wyoming 5/27/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC (CRD#:283004)
101 South Hanley Road Suite 1350, St. Louis, MO 63105
Registered with this firm since 6/25/2020
B
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (CRD#:1254)
101 S Hanley Suite 1350, St. Louis, MO 63105
Registered with this firm since 5/27/2022
Previous Registration(s)
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B
 06/09/2020 - 05/27/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) St. Louis, MO
IA
 06/09/2020 - 06/15/2020 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Clayton, MO
IA
 01/15/2015 - 06/15/2020 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) ST. LOUIS, MO
B
 05/04/2012 - 06/15/2020 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.