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Detailed Report
Benjamin W. Goldhammer
BEN GOLDHAMMER, BENJAMIN WILLIAM GOLDHAMMER
CRD#: 4523328
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3600 EL CAMINO AVE
SACRAMENTO, CA 95821
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2008 (6 years)2 FIRMS2008 - 2010 (1 year)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2002 - 2006 (4 years)
Disclosure(s)
View By:
10/29/2009
Customer Dispute
Settled
7/13/2004
Customer Dispute
Withdrawn
License(s)

State Registrations

B
Alabama 10/1/2012
B
Minnesota 7/3/2024
B
Arizona 10/1/2012
B
Missouri 10/1/2012
B
California 10/1/2012
B
Nebraska 10/28/2024
IA
California 10/1/2012
B
Nevada 10/1/2012
B
Colorado 10/1/2012
B
New York 10/28/2024
B
Florida 10/1/2012
B
Oklahoma 10/1/2012
B
Georgia 10/1/2012
B
Oregon 10/1/2012
B
Hawaii 10/1/2012
B
Pennsylvania 5/17/2023
B
Idaho 7/3/2024
B
Texas 10/1/2012
B
Iowa 10/10/2012
IA
Texas 6/11/2014
B
Louisiana 7/29/2019
B
Washington 2/23/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3600 EL CAMINO AVE, SACRAMENTO, CA 95821
2950 STOCKTON BLVD, SACRAMENTO, CA 95817
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3600 EL CAMINO AVE, SACRAMENTO, CA 95821
2950 STOCKTON BLVD, SACRAMENTO, CA 95817
Registered with this firm since 10/1/2012
Previous Registration(s)
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IA
 05/11/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) AUBURN, CA
B
 05/10/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) AUBURN, CA
IA
 06/24/2008 - 05/13/2010 WADDELL & REED, INC. (CRD#:866) SACRAMENTO, CA
B
 06/24/2008 - 05/13/2010 WADDELL & REED, INC. (CRD#:866) SACRAMENTO, CA
IA
 06/10/2002 - 07/01/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ROSEVILLE, CA
B
 05/31/2002 - 07/01/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ROSEVILLE, CA
B
 05/31/2002 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.