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ANTONIO CASO MARSHALL
ANTONIO CASO MARSHALL SR
CRD#: 4523291
IA
B
NEXT FINANCIAL GROUP, INC.CRD#: 46214 CANTONSVILLE, MD
0
Disclosures
22
Years of Experience
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State Registrations
B
Alabama 5/25/2016
B
New York 2/26/2014
B
California 1/3/2011
B
North Carolina 1/5/2016
B
Connecticut 7/8/2014
B
Ohio 5/13/2010
B
Delaware 1/30/2015
B
Oregon 4/14/2014
B
District of Columbia 7/7/2009
B
Pennsylvania 9/18/2014
B
Florida 11/22/2019
B
South Carolina 11/11/2021
B
Georgia 10/31/2011
B
Texas 1/7/2014
B
Indiana 8/18/2023
IA
Texas 1/17/2014
B
Louisiana 5/3/2021
B
Virginia 7/2/2009
B
Maryland 7/2/2009
B
Washington 7/24/2020
IA
Maryland 7/2/2009
B
West Virginia 6/30/2016
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/29/2002 - 07/23/2009 | HUNT VALLEY, MD | |
B | 05/15/2002 - 07/23/2009 | HUNT VALLEY, MD | |
B | 05/15/2002 - 07/03/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.