Individual Firm
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BERNARD P ROONEY JR
CRD#: 4522701
IA
B
OSAIC WEALTH, INC.CRD#: 23131 130 BUCK RD
SUITE 201B
HOLLAND, PA 18966
SUITE 201B
HOLLAND, PA 18966
0
Disclosures
22
Years of Experience
View By:
State Registrations
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Arizona 10/11/2024
B
New York 11/5/2024
B
Delaware 10/11/2024
B
North Carolina 10/11/2024
B
Florida 10/11/2024
B
Pennsylvania 10/11/2024
B
Iowa 10/11/2024
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Pennsylvania 10/11/2024
B
New Jersey 10/11/2024
B
South Carolina 10/11/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/11/2024
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Registered with this firm since 10/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/25/2015 - 10/11/2024 | HOLBROOK, NY | |
B | 12/10/2012 - 10/11/2024 | HOLLAND, PA | |
B | 08/23/2010 - 12/13/2012 | MEDFORD, NJ | |
B | 08/13/2007 - 08/19/2010 | MEDFORD LAKES, NJ | |
B | 07/25/2003 - 08/16/2007 | MEDFORD LAKES, NJ | |
B | 05/20/2002 - 07/22/2003 | PHOENIX, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.