• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
GEORGE BRENT MORTON
G. BRENT MORTON
CRD#: 4522132
IA
Investment Adviser
B
Broker
LEVEL FOUR CAPITAL MANAGEMENTCRD#: 304792 12400 COIT ROAD
SUITE 700
DALLAS, TX 75251
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 12400 Coit Road
Suite 700
Dallas, TX 75251
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2007 (4 years)2 FIRMS2007 - 2013 (6 years)BLEVEL FOUR FINANCIAL, LLC (CRD# 25700)2020 - Present (4 years)IALEVEL FOUR CAPITAL MANAGEMENT (CRD# 304792)2019 - Present (5 years)IALEVEL FOUR ADVISORY SERVICES (CRD# 134086)2013 - Present (11 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - 2020 (7 years)IAHARBOR FINANCIAL SERVICES, LLC (CRD# 25700)2020 - 2021 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Colorado 11/24/2020

IA
Texas 7/3/2013

B
Oregon 1/2/2024

B
Texas 11/24/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
LEVEL FOUR FINANCIAL, LLC (CRD#:25700)
12400 Coit Road Suite 700, Dallas, TX 75251
Registered with this firm since 11/24/2020

IA
LEVEL FOUR CAPITAL MANAGEMENT (CRD#:304792)
12400 COIT ROAD SUITE 700, DALLAS, TX 75251
Registered with this firm since 11/22/2019

IA
LEVEL FOUR ADVISORY SERVICES (CRD#:134086)
12400 COIT ROAD SUITE 700, DALLAS, TX 75251
Registered with this firm since 7/3/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/01/2020 - 04/01/2021 HARBOR FINANCIAL SERVICES, LLC (CRD#:25700) Dallas, TX
B
07/01/2013 - 12/09/2020 LPL FINANCIAL LLC (CRD#:6413) DALLAS, TX
IA
07/01/2013 - 07/01/2013 LPL FINANCIAL LLC (CRD#:6413) DALLAS, TX
IA
02/24/2007 - 07/01/2013 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) DALLAS, TX
B
02/24/2007 - 07/01/2013 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) DALLAS, TX
IA
06/03/2002 - 02/27/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) FORT WORTH, TX
B
04/17/2002 - 02/27/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.