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JAMES DOWNING YONKER
JAMES YONKER
CRD#: 4522109
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1 Parkview Plaza
Suite 250
Oakbrook Terrace, IL 60181
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2016 (14 years)2 FIRMS2016 - Present (8 years)
Disclosure(s)
View By:
9/29/2004
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 9/9/2020

B
Michigan 8/24/2016

B
California 8/24/2016

B
Minnesota 8/24/2016

B
Colorado 11/9/2020

B
Missouri 8/18/2023

B
Connecticut 8/18/2023

B
Nevada 7/7/2021

B
District of Columbia 8/18/2023

B
New Jersey 8/18/2023

B
Florida 8/24/2016

B
New York 9/25/2020

B
Georgia 7/7/2021

B
North Carolina 8/21/2023

B
Hawaii 1/19/2023

B
Ohio 8/18/2023

B
Idaho 12/8/2016

B
South Carolina 8/31/2016

B
Illinois 8/24/2016

B
Tennessee 1/3/2019

IA
Illinois 8/24/2016

B
Texas 8/24/2016

B
Indiana 8/25/2016

IA
Texas 8/24/2016

B
Iowa 8/18/2023

B
Virginia 9/2/2016

B
Maryland 8/18/2023

B
Washington 9/17/2020

B
Massachusetts 8/24/2016

B
Wisconsin 8/24/2016

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1 Parkview Plaza Suite 250, Oakbrook Terrace, IL 60181
Registered with this firm since 8/24/2016

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1 Parkview Plaza Suite 250, Oakbrook Terrace, IL 60181
Registered with this firm since 8/24/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/13/2002 - 08/30/2016 WADDELL & REED (CRD#:866) OAK BROOK, IL
B
06/19/2002 - 08/30/2016 WADDELL & REED (CRD#:866) OAK BROOK, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.