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Detailed Report
DERRICK DAMM
DERRICK DAVID DAMM
CRD#: 4522056
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 7301 OHMS LANE
SUITE 460
EDINA, MN 55439
CETERA INVESTMENT SERVICES LLCCRD#: 15340 7301 OHMS LANE
SUITE 460
EDINA, MN 55439
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2002 - 2019 (17 years)IAFORESTERS ADVISORY SERVICES, LLC (CRD# 164663)2013 - 2019 (6 years)
License(s)

State Registrations

B
Arizona 10/11/2023
B
Nebraska 8/9/2024
B
Arkansas 6/26/2019
B
New Jersey 8/9/2024
B
California 6/18/2024
B
North Carolina 6/26/2019
B
Colorado 6/26/2019
B
Ohio 1/2/2024
B
Florida 8/12/2022
B
Rhode Island 3/15/2023
B
Georgia 12/13/2024
B
South Dakota 8/9/2024
B
Illinois 10/3/2023
B
Texas 9/23/2024
B
Iowa 6/26/2019
IA
Texas 9/23/2024
B
Louisiana 8/9/2024
B
Washington 10/29/2020
B
Minnesota 6/26/2019
B
Wisconsin 6/26/2019
IA
Minnesota 6/26/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
7301 OHMS LANE SUITE 460, EDINA, MN 55439
Registered with this firm since 6/26/2019
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
7301 OHMS LANE SUITE 460, EDINA, MN 55439
Registered with this firm since 6/26/2019
Previous Registration(s)
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IA
 06/27/2013 - 06/20/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) EDINA, MN
B
 04/25/2002 - 06/20/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) EDINA, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.