Individual Firm
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JAY A CULBERTSON
CRD#: 4521222
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J.P. MORGAN SECURITIES LLCCRD#: 79 2800 FAR HILLS AVENUE
Oakwood, OH 45419
Oakwood, OH 45419
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5/1/2009
Customer Dispute
Denied
State Registrations
B
Arizona 5/12/2016
B
Nebraska 6/25/2018
B
California 10/1/2012
B
New York 5/23/2017
B
Colorado 4/17/2014
B
North Carolina 11/24/2014
B
Connecticut 10/1/2012
B
Ohio 10/1/2012
B
District of Columbia 11/23/2022
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Ohio 10/1/2012
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Florida 10/1/2012
B
South Carolina 11/20/2014
B
Illinois 10/1/2012
B
South Dakota 5/13/2016
B
Indiana 10/1/2012
B
Tennessee 12/12/2016
B
Kentucky 10/1/2012
B
Texas 8/8/2017
B
Maryland 7/19/2022
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Texas 8/25/2017
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Michigan 8/19/2013
B
West Virginia 10/3/2014
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/20/2006 - 10/01/2012 | TROY, OH | |
B | 07/06/2005 - 10/01/2012 | TROY, OH | |
B | 01/28/2003 - 07/06/2005 | CHICAGO, IL | |
B | 06/06/2002 - 11/22/2002 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.