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Clinton DeShawn Ward
CLINT WARD, CLINTON DE SHAWN WARD, Clinton Ward
CRD#: 4520678
IA
Investment Adviser
B
Broker
ALLSTATE FINANCIAL ADVISORS, LLCCRD#: 109524 1700 Northside Dr Ste C1
Atlanta, GA 30318-2696
ALLSTATE FINANCIAL SERVICES, LLCCRD#: 18272 1700 Northside Dr NW Ste C1
Atlanta, GA 30318-2696
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - 2016 (2 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2018 - Present (6 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2002 - 2005 (2 years)BSIMMERS CAPITAL MANAGEMENT COR... (CRD# 29960)2002 - 2002 (<1 year)IACAPITAL ASSET ADVISORY SERVICE... (CRD# 110929)2017 - 2018 (<1 year)IACAPITAL ASSET ADVISORY SERVICE... (CRD# 110929)2016 - 2016 (<1 year)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2003 - 2005 (1 year)
Disclosure(s)
View By:
1/30/2020
Financial
Final
License(s)

State Registrations

B
Georgia 8/16/2018

B
Ohio 12/13/2018

IA
Georgia 8/17/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524)
1700 Northside Dr Ste C1, Atlanta, GA 30318-2696
Registered with this firm since 8/17/2018

B
ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272)
1700 Northside Dr NW Ste C1, Atlanta, GA 30318-2696
Registered with this firm since 8/16/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/11/2017 - 02/15/2018 CAPITAL ASSET ADVISORY SERVICES, LLC (CRD#:110929) Atlanta, GA
IA
01/10/2017 - 08/21/2017 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) Atlanta, GA
B
01/05/2017 - 08/21/2017 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) Atlanta, GA
IA
08/04/2016 - 10/18/2016 CAPITAL ASSET ADVISORY SERVICES, LLC (CRD#:110929) ATLANTA, GA
IA
08/06/2013 - 06/29/2016 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) ATLANTA, GA
B
08/06/2013 - 06/29/2016 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) ATLANTA, GA
IA
05/04/2007 - 06/26/2013 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) ATLANTA, GA
B
04/20/2007 - 06/26/2013 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) ATLANTA, GA
IA
11/20/2006 - 04/05/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ATLANTA, GA
B
11/14/2006 - 04/05/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ATLANTA, GA
IA
07/02/2003 - 03/31/2005 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) ATLANTA, GA
B
10/16/2002 - 03/31/2005 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
04/16/2002 - 06/24/2002 SIMMERS CAPITAL MANAGEMENT CORPORATION (CRD#:29960) PHOENIX, AZ
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.