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Detailed Report
CAROL LEE ROYER
CAROL LEE COLLINS, CAROL LEE ROYER
CRD#: 4520002
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Investment Adviser
WADDELL & ASSOCIATES, LLCCRD#: 283723 5188 Wheelis Drive
Memphis, TN 38117
Registration History
200420062008201020122014201620182020202220242026IAWADDELL & ASSOCIATES, LLC (CRD# 283723)2016 - Present (8 years)IAWADDELL & ASSOCIATES INC (CRD# 105746)2003 - 2016 (12 years)
License(s)

State Registrations

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Tennessee 5/26/2016
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Texas 5/25/2016
Current Registration(s)
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WADDELL & ASSOCIATES, LLC (CRD#:283723)
5188 Wheelis Drive, Memphis, TN 38117
Registered with this firm since 5/25/2016
Previous Registration(s)
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 11/07/2003 - 05/25/2016 WADDELL & ASSOCIATES INC (CRD#:105746) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.