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MINDI ANNE ENDRES
MINDI ANNE STANISLAWSKI
CRD#: 4519649
IA
B
MADISON INVESTMENT ADVISORS, LLCCRD#: 110297 550 SCIENCE DRIVE
MADISON, WI 53711
MADISON, WI 53711
MFD DISTRIBUTOR, LLCCRD#: 44930 550 SCIENCE DRIVE
MADISON, WI 53711
MADISON, WI 53711
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4/11/2014
Employment Separation After Allegations
State Registrations
B
Wisconsin 5/21/2014
IA
Wisconsin 5/22/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/22/2024
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Registered with this firm since 5/21/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/01/2012 - 05/09/2014 | MADISON, WI | |
B | 04/13/2012 - 08/01/2012 | MADISON, WI | |
B | 06/26/2006 - 03/30/2012 | MADISON, WI | |
B | 02/18/2005 - 06/15/2006 | MADISON, WI | |
B | 07/02/2002 - 02/01/2005 | FORT WAYNE, IN | |
B | 07/02/2002 - 02/01/2005 | FORT WAYNE, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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