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Detailed Report
AI LENG GOH
AI GOH, AI L GOH, AILEEN GOH
CRD#: 4519156
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 333 MARKET ST
SAN FRANCISCO, CA 94105
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2009 (6 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)
License(s)

State Registrations

B
California 1/3/2011
B
New Jersey 2/15/2024
IA
California 1/3/2011
B
New Mexico 3/4/2016
B
Colorado 10/12/2022
B
New York 1/14/2025
B
Florida 1/25/2024
B
North Carolina 7/21/2021
B
Hawaii 1/9/2018
B
Ohio 3/15/2021
B
Maryland 2/4/2019
B
Oregon 1/3/2011
B
Michigan 2/5/2025
B
Tennessee 1/2/2020
B
Montana 1/26/2022
B
Wisconsin 2/17/2021
B
Nevada 10/31/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
333 MARKET ST, SAN FRANCISCO, CA 94105
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
333 MARKET ST, SAN FRANCISCO, CA 94105
Registered with this firm since 1/3/2011
Previous Registration(s)
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IA
 06/17/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PLEASANT HILL, CA
B
 06/17/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PLEASANT HILL, CA
IA
 11/29/2002 - 03/30/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
 07/09/2002 - 03/30/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.