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Sean Allen Payne
SEAN ALLEN PAYNE
CRD#: 4518868
IA
B
EDWARD JONESCRD#: 250 13001 SEAL BEACH BOULEVARD
SUITE 200
SEAL BEACH, CA 90740
SUITE 200
SEAL BEACH, CA 90740
0
Disclosures
22
Years of Experience
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State Registrations
B
Arizona 1/2/2004
B
New Jersey 11/9/2020
B
California 1/8/2003
B
New York 4/6/2020
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California 1/18/2007
B
North Carolina 8/13/2015
B
Colorado 4/21/2006
B
Ohio 2/6/2017
B
Florida 1/18/2011
B
Oklahoma 6/8/2011
B
Georgia 6/17/2009
B
Oregon 4/7/2014
B
Hawaii 11/20/2015
B
South Dakota 11/3/2021
B
Illinois 7/19/2012
B
Tennessee 10/15/2012
B
Kansas 8/3/2022
B
Texas 10/14/2004
B
Minnesota 9/13/2007
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Texas 12/13/2018
B
Missouri 12/16/2020
B
Virginia 1/13/2025
B
Montana 6/27/2013
B
Washington 8/13/2003
B
Nevada 2/19/2004
B
Wisconsin 2/28/2019
SRO Registrations
B
B
B
B
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Registered with this firm since 1/18/2007
B
Registered with this firm since 1/8/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/15/2002 - 12/12/2002 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.