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Detailed Report
Sean Allen Payne
SEAN ALLEN PAYNE
CRD#: 4518868
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 13001 SEAL BEACH BOULEVARD
SUITE 200
SEAL BEACH, CA 90740
Registration History
2002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2003 - Present (22 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Arizona 1/2/2004
B
New Jersey 11/9/2020
B
California 1/8/2003
B
New York 4/6/2020
IA
California 1/18/2007
B
North Carolina 8/13/2015
B
Colorado 4/21/2006
B
Ohio 2/6/2017
B
Florida 1/18/2011
B
Oklahoma 6/8/2011
B
Georgia 6/17/2009
B
Oregon 4/7/2014
B
Hawaii 11/20/2015
B
South Dakota 11/3/2021
B
Illinois 7/19/2012
B
Tennessee 10/15/2012
B
Kansas 8/3/2022
B
Texas 10/14/2004
B
Minnesota 9/13/2007
IA
Texas 12/13/2018
B
Missouri 12/16/2020
B
Virginia 1/13/2025
B
Montana 6/27/2013
B
Washington 8/13/2003
B
Nevada 2/19/2004
B
Wisconsin 2/28/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
13001 SEAL BEACH BOULEVARD SUITE 200, SEAL BEACH, CA 90740
Registered with this firm since 1/18/2007
B
EDWARD JONES (CRD#:250)
13001 SEAL BEACH BOULEVARD SUITE 200, SEAL BEACH, CA 90740
Registered with this firm since 1/8/2003
Previous Registration(s)
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B
 04/15/2002 - 12/12/2002 WORLD GROUP SECURITIES, INC. (CRD#:114473) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.