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Russel Urffer Jr
RUSS URFFER, RUSTY URFFER
CRD#: 451878
IA
Investment Adviser
B
Broker
CONCOURSE FINANCIAL GROUP ADVISORSCRD#: 15708 Etters, PA
Registration History
197519801985199019952000200520102015202020252 FIRMS1974 - 1987 (13 years)IACONCOURSE FINANCIAL GROUP ADVISORS (CRD# 15708)2008 - Present (16 years)BCONCOURSE FINANCIAL GROUP SECU... (CRD# 15708)2007 - Present (18 years)BFORTUNE FINANCIAL SERVICES, INC. (CRD# 42150)2004 - 2006 (2 years)BHACKETT ASSOCIATES, INC. (CRD# 2106)1999 - 2004 (4 years)BFORTIS INVESTORS, INC. (CRD# 421)1996 - 1999 (3 years)BT.H.E. FINANCIAL GROUP, LTD (CRD# 14720)1993 - 1996 (3 years)BHACKETT ASSOCIATES, INC. (CRD# 2106)1991 - 1992 (1 year)BHARTFORD EQUITY SALES COMPANY INC. (CRD# 6604)1987 - 1992 (4 years)
Disclosure(s)
View By:
3/2/2006
Judgment / Lien
License(s)

State Registrations

B
Arizona 5/23/2016

B
Montana 12/1/2014

B
California 5/7/2013

B
Nevada 2/24/2020

B
Colorado 9/5/2007

B
New Jersey 1/3/2022

B
Connecticut 9/24/2024

B
New York 1/17/2012

B
Delaware 9/6/2007

B
North Carolina 9/6/2007

B
Florida 5/20/2010

B
Ohio 4/12/2013

B
Georgia 1/17/2020

B
Pennsylvania 1/26/2007

B
Idaho 2/12/2020

IA
Pennsylvania 3/25/2008

B
Illinois 11/18/2011

B
Tennessee 2/13/2020

B
Indiana 1/27/2020

B
Texas 2/15/2008

B
Maine 5/7/2024

B
Virginia 1/4/2013

B
Maryland 1/6/2016

B
West Virginia 1/6/2011

B
Mississippi 12/9/2019

B
Wyoming 3/3/2021

B
Missouri 4/22/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CONCOURSE FINANCIAL GROUP ADVISORS (CRD#:15708)
Etters, PA
Registered with this firm since 3/25/2008

B
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (CRD#:15708)
Etters, PA
Registered with this firm since 1/26/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/03/2004 - 12/31/2006 FORTUNE FINANCIAL SERVICES, INC. (CRD#:42150) NEW BRIGHTON, PA
B
12/21/1999 - 08/03/2004 HACKETT ASSOCIATES, INC. (CRD#:2106) WYOMISSING, PA
B
01/05/1996 - 07/31/1999 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
B
03/15/1993 - 06/14/1996 T.H.E. FINANCIAL GROUP, LTD (CRD#:14720) MECHANICSBURG, PA
B
05/09/1991 - 10/29/1992 HACKETT ASSOCIATES, INC. (CRD#:2106) WYOMISSING, PA
B
08/25/1987 - 07/21/1992 HARTFORD EQUITY SALES COMPANY INC. (CRD#:6604) HARTFORD, CT
B
02/04/1974 - 08/10/1987 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181)
B
02/04/1974 - 07/21/1987 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.