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Detailed Report
ANDREW MARTIN LOCHNER
Andrew M Lochner
CRD#: 4518249
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3241A BUSINESS PARK DR
STEVENS POINT, WI 54482
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - Present (22 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2002 - 2006 (4 years)
License(s)

State Registrations

B
Alabama 6/6/2023
B
Missouri 10/9/2024
B
Alaska 10/9/2024
B
Montana 9/5/2018
B
Arizona 10/16/2007
B
Nebraska 2/22/2017
B
Arkansas 10/9/2024
B
Nevada 2/16/2018
B
California 12/16/2015
B
New Jersey 5/16/2016
B
Colorado 12/11/2023
B
New Mexico 10/29/2015
B
Delaware 3/26/2020
B
North Carolina 9/23/2020
B
Florida 4/13/2016
B
Ohio 3/4/2015
B
Georgia 10/9/2024
B
Oklahoma 7/17/2013
B
Hawaii 10/9/2024
B
Oregon 10/9/2024
B
Idaho 10/9/2024
B
South Carolina 4/15/2008
B
Illinois 10/29/2015
B
South Dakota 4/21/2020
B
Indiana 3/26/2014
B
Tennessee 5/17/2023
B
Iowa 2/2/2010
B
Texas 7/20/2017
B
Kansas 10/9/2024
IA
Texas 7/21/2017
B
Kentucky 10/9/2024
B
Virginia 10/28/2014
B
Maryland 6/8/2018
B
Washington 7/27/2015
B
Massachusetts 11/18/2020
B
Wisconsin 5/13/2002
B
Michigan 8/14/2002
IA
Wisconsin 5/13/2002
B
Minnesota 3/19/2008
B
Wyoming 3/21/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3241A BUSINESS PARK DR, STEVENS POINT, WI 54482
1110 Fourier Dr Ste 100, Madison, WI 53717-1949
Registered with this firm since 5/13/2002
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3241A BUSINESS PARK DR, STEVENS POINT, WI 54482
1110 Fourier Dr Ste 100, Madison, WI 53717-1949
Registered with this firm since 4/26/2002
Previous Registration(s)
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B
 04/26/2002 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.