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CHRISTOPHER KEITH MATA
CRD#: 4517465
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 139 NORTH LOOP 1604 EAST
Suite #103
SAN ANTONIO, TX 78232
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 139 NORTH LOOP 1604 EAST, #103
SAN ANTONIO, TX 78232
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2002 - 2003 (<1 year)2 FIRMS2003 - 2005 (2 years)2 FIRMS2005 - 2006 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2010 - Present (14 years)BJ.P. MORGAN SECURITIES INC. (CRD# 79)2008 - 2010 (1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2006 - 2008 (1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2010 - 2018 (7 years)
License(s)

State Registrations

B
Arkansas 1/4/2025

B
New Mexico 2/12/2021

B
California 1/4/2025

B
New York 3/12/2021

B
Colorado 1/5/2018

B
North Carolina 8/18/2023

B
District of Columbia 6/4/2021

B
Oklahoma 1/4/2019

B
Florida 1/3/2018

B
Oregon 4/23/2020

B
Georgia 1/6/2023

B
South Carolina 3/25/2023

B
Illinois 8/23/2021

B
Tennessee 7/17/2020

B
Maryland 7/8/2022

B
Texas 7/23/2010

B
Michigan 3/25/2023

IA
Texas 7/13/2018

B
Minnesota 3/25/2023

B
Utah 1/4/2025

B
Missouri 1/3/2020

B
Washington 1/5/2016

B
Nevada 1/4/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
139 NORTH LOOP 1604 EAST Suite #103, SAN ANTONIO, TX 78232
SAN ANTONIO, TX
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
139 NORTH LOOP 1604 EAST, #103, SAN ANTONIO, TX 78232
SAN ANTONIO, TX
Registered with this firm since 7/23/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/16/2010 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) SAN ANTONIO, TX
B
10/01/2008 - 07/12/2010 J.P. MORGAN SECURITIES INC. (CRD#:79) HOUSTON, TX
B
12/01/2006 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) HOUSTON, TX
IA
07/06/2005 - 10/05/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
B
07/06/2005 - 10/05/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HOUSTON, TX
IA
03/27/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) HOUSTON, TX
B
03/27/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
IA
03/20/2002 - 02/21/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) HOUSTON, TX
B
04/24/2002 - 02/21/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
04/24/2002 - 02/21/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.