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Detailed Report
JANET MARIE BENTLEY-EWERS
JANET MARIE BENTLEY, JANET BENTLEY, JANET MARIE BENTLEY-EWARS
CRD#: 4517255
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Investment Adviser
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Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 2
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 ALPHARETTA, GA
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2018 - 2018 (<1 year)2 FIRMS2019 - 2020 (<1 year)2 FIRMS2021 - Present (3 years)BPRUDENTIAL INVESTMENT MANAGEME... (CRD# 18353)2020 - 2021 (1 year)BESSEX SECURITIES LLC (CRD# 46605)2020 - 2020 (<1 year)BIFS SECURITIES (CRD# 40375)2011 - 2019 (8 years)BKOVACK SECURITIES INC. (CRD# 44848)2011 - 2011 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2007 - 2010 (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2006 (1 year)BEDWARD JONES (CRD# 250)2003 - 2004 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2003 (<1 year)IASB ADVISORY, LLC (CRD# 154680)2012 - 2020 (8 years)IAINVICTUS CAPITAL INVESTORS (CRD# 285851)2019 - 2019 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2006 - 2006 (<1 year)
Disclosure(s)
View By:
4/16/2012
Customer Dispute
Denied
License(s)

State Registrations

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Georgia 11/24/2021
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Georgia 11/24/2021

SRO Registrations

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 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE ST, NE FL 2, ATLANTA, GA 30308
Registered with this firm since 11/24/2021
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TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
ALPHARETTA, GA
303 PEACHTREE ST, NE FL 2, 3, 29, 30, 31 & 33, ATLANTA, GA 30308
Registered with this firm since 11/23/2021
Previous Registration(s)
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 08/26/2020 - 11/29/2021 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (CRD#:18353) NEWARK, NJ
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 04/16/2012 - 08/11/2020 SB ADVISORY, LLC (CRD#:154680) MT. POCONO, PA
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 02/11/2019 - 05/15/2020 ES ADVISORY GROUP (CRD#:296929) EAST STROUDSBURG, PA
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 02/04/2020 - 03/30/2020 ESSEX SECURITIES LLC (CRD#:46605) JERSEY CITY, NJ
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 08/19/2019 - 03/30/2020 SAN BLAS SECURITIES LLC (CRD#:290605) CHICAGO, IL
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 01/09/2019 - 12/31/2019 INVICTUS CAPITAL INVESTORS (CRD#:285851) EAST STROUDSBURG, PA
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 08/23/2011 - 12/11/2019 IFS SECURITIES (CRD#:40375) ATLANTA, GA
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 11/02/2018 - 12/31/2018 SAN BLAS ADVISORY, INC. (CRD#:296929) EAST STROUDSBURG, PA
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 03/30/2018 - 12/31/2018 INVICTUS CAPITAL INVESTORS (CRD#:285851) EAST STROUDSBURG, PA
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 08/10/2011 - 08/16/2011 KOVACK SECURITIES INC. (CRD#:44848) SCOTRUN, PA
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 01/03/2007 - 05/12/2010 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) JACKSONVILLE, FL
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 01/09/2006 - 11/14/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) JACKSONVILLE, FL
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 12/15/2004 - 11/14/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
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 04/21/2003 - 09/29/2004 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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 07/08/2002 - 04/17/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.