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MARK A GERNETZKE
CRD#: 4516664
IA
B
LPL FINANCIAL LLCCRD#: 6413 112 South Grand Avenue
Sun Praire, WI 53590
Sun Praire, WI 53590
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Arizona 7/21/2022
B
Oklahoma 5/18/2022
B
Colorado 11/11/2022
B
Tennessee 7/9/2024
B
Florida 5/18/2022
B
Texas 12/22/2022
B
Georgia 7/29/2024
IA
Texas 1/3/2023
B
Michigan 5/18/2022
B
Wisconsin 5/18/2022
B
North Carolina 8/16/2022
IA
Wisconsin 5/18/2022
B
Ohio 3/3/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/18/2022
B
Registered with this firm since 5/18/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/05/2010 - 05/18/2022 | SUN PRAIRIE, WI | |
B | 09/01/2009 - 05/18/2022 | SUN PRAIRIE, WI | |
B | 07/30/2002 - 06/30/2009 | MIDDLETON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.