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Detailed Report
MARK A GERNETZKE
CRD#: 4516664
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 112 South Grand Avenue
Sun Praire, WI 53590
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2009 - 2022 (12 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2002 - 2009 (6 years)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2010 - 2022 (12 years)
License(s)

State Registrations

B
Arizona 7/21/2022
B
Oklahoma 5/18/2022
B
Colorado 11/11/2022
B
Tennessee 7/9/2024
B
Florida 5/18/2022
B
Texas 12/22/2022
B
Georgia 7/29/2024
IA
Texas 1/3/2023
B
Michigan 5/18/2022
B
Wisconsin 5/18/2022
B
North Carolina 8/16/2022
IA
Wisconsin 5/18/2022
B
Ohio 3/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
112 South Grand Avenue, Sun Praire, WI 53590
1333 W MAIN ST, SUN PRAIRIE, WI 53590
Registered with this firm since 5/18/2022
B
LPL FINANCIAL LLC (CRD#:6413)
112 South Grand Avenue, Sun Praire, WI 53590
1333 W MAIN ST, SUN PRAIRIE, WI 53590
Registered with this firm since 5/18/2022
Previous Registration(s)
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IA
 04/05/2010 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) SUN PRAIRIE, WI
B
 09/01/2009 - 05/18/2022 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) SUN PRAIRIE, WI
B
 07/30/2002 - 06/30/2009 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MIDDLETON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.