Individual Firm
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KEVIN WYNDHAM FOORD
CRD#: 4516471
IA
B
MORGAN STANLEYCRD#: 149777 61 South Paramus Road
3Rd Floor
Paramus, NJ 07652
3Rd Floor
Paramus, NJ 07652
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Arizona 8/15/2018
B
Nevada 12/1/2023
B
California 2/2/2016
B
New Hampshire 6/1/2009
B
Colorado 6/1/2009
B
New Jersey 6/1/2009
B
Connecticut 6/1/2009
IA
New Jersey 6/1/2009
B
District of Columbia 6/20/2019
B
New York 6/1/2009
B
Florida 6/1/2009
B
North Carolina 7/17/2017
B
Georgia 11/8/2017
B
Ohio 6/21/2017
B
Illinois 1/19/2021
B
Pennsylvania 6/1/2009
B
Louisiana 3/10/2020
B
Rhode Island 1/8/2018
B
Maine 2/28/2022
B
South Carolina 6/1/2009
B
Massachusetts 3/1/2012
B
Texas 3/10/2020
B
Minnesota 3/10/2020
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Texas 3/14/2020
B
Nebraska 10/5/2020
B
Virginia 10/3/2013
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | RIDGEWOOD, NJ | |
B | 04/02/2007 - 06/01/2009 | RIDGEWOOD, NJ | |
IA | 07/03/2002 - 04/02/2007 | RIDGEWOOD, NJ | |
B | 05/29/2002 - 04/02/2007 | RIDGEWOOD, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.