• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHRISTOPHER REUBEN CERVANTES
CRD#: 4515987
IA
Investment Adviser
B
Broker
HILLTOP SECURITIES INC.CRD#: 6220 717 N. HARWOOD STREET
SUITE 3400
DALLAS, TX 75201
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Texas 10/15/2012

IA
Texas 10/15/2012

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HILLTOP SECURITIES INC. (CRD#:6220)
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
Registered with this firm since 10/15/2012

B
HILLTOP SECURITIES INC. (CRD#:6220)
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
Registered with this firm since 9/25/2012

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.