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Detailed Report
DOUGLAS MICHAEL HARTWICK
CRD#: 4515483
IA
Investment Adviser
B
Broker
ALLSTATE FINANCIAL ADVISORS, LLCCRD#: 109524 1800 Elm St
Manchester, NH 03104-2969
ALLSTATE FINANCIAL SERVICES, LLCCRD#: 18272 1800 Elm St
Manchester, NH 03104-2969
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2003 (1 year)IAALLSTATE FINANCIAL ADVISORS, LLC (CRD# 109524)2023 - Present (1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2003 - Present (21 years)
License(s)

State Registrations

B
Florida 3/5/2024
B
New Jersey 6/23/2009
B
Massachusetts 2/19/2004
B
Rhode Island 4/23/2019
B
New Hampshire 10/10/2003
B
Texas 1/30/2019
IA
New Hampshire 9/14/2023
B
Virginia 3/18/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524)
1800 Elm St, Manchester, NH 03104-2969
Registered with this firm since 9/14/2023
B
ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272)
1800 Elm St, Manchester, NH 03104-2969
Registered with this firm since 10/10/2003
Previous Registration(s)
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IA
 10/25/2002 - 10/15/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) BEDFORD, NH
B
 04/03/2002 - 10/15/2003 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.