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APRIL MARIE WILSON
APRIL MARIE FORSMAN
CRD#: 4515321
IA
B
OSAIC WEALTH, INC.CRD#: 23131 10900 NE 4TH STREET
SUITE 2300, #2413
BELLEVUE, WA 98004
SUITE 2300, #2413
BELLEVUE, WA 98004
View By:
9/18/2024
Customer Dispute
Pending
1/17/2023
Customer Dispute
Denied
State Registrations
B
Arizona 10/30/2020
B
Rhode Island 12/7/2023
B
California 10/30/2020
B
Texas 12/6/2021
B
Colorado 7/25/2024
IA
Texas 9/26/2024
B
Idaho 10/30/2020
B
Virginia 10/30/2020
B
Minnesota 10/30/2020
B
Washington 10/30/2020
B
Nevada 3/28/2024
IA
Washington 10/30/2020
B
North Carolina 11/3/2020
B
Wyoming 10/30/2020
B
Oregon 10/30/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/30/2020
B
Registered with this firm since 10/30/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/30/2006 - 11/02/2020 | BELLEVUE, WA | |
B | 08/30/2006 - 11/02/2020 | BELLEVUE, WA | |
IA | 09/09/2002 - 08/23/2006 | SEATTLE, WA | |
B | 04/18/2002 - 08/23/2006 | SEATTLE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.